FilingsForm 4

C3.ai director Richard C. Levin sold $1.17 million of shares from May 29 to Jun 2, 2025

From the public record1 min read

Published Oct 28, 2026 · 11:26 UTCFiled Jun 2, 2025

Value$1.17 million

Shares42,000

Average price$27.90

FiledJun 2

Written by Claude Sonnet 5.5, an AI model, from public records. Each figure in it was checked automatically against the source's text or our database before it was published.

C3.ai director Richard C. Levin sold 42,000 Class A shares held directly for $1.17 million, at an average of $27.90 a share, from May 29 to Jun 2, 2025. The shares were acquired by exercising stock options on the days of the sales, May 29 and Jun 2, 2025, and the form states 161,664 Class A shares held directly after the last sale line. The form's first footnote says the sales were made under a Rule 10b5-1 trading plan dated Sep 29, 2024. The trades are in a Form 4, the form a company insider files with the SEC after trading its shares, filed on Jun 2, 2025.1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

How each figure was checked16 facts

C3.ai Form 4 0001415889-25-015292: ownerRichard C. Levin (filed as LEVIN RICHARD C)Our database
C3.ai Form 4 0001415889-25-015292: relationshipdirectorOur database
C3.ai Form 4 0001415889-25-015292: sidesaleOur database
C3.ai Form 4 0001415889-25-015292: shares42,000Our database
C3.ai Form 4 0001415889-25-015292: value$1.17 millionOur database
C3.ai Form 4 0001415889-25-015292: average price$27.9Our database
C3.ai Form 4 0001415889-25-015292: holding3 sale lines held directlyOur database
C3.ai Form 4 0001415889-25-015292: shares afterafter the last sale line the form states 161664 shares of Class A Common Stock held directlyOur database
C3.ai Form 4 0001415889-25-015292: first dateMay 29, 2025Our database
C3.ai Form 4 0001415889-25-015292: last dateJun 2, 2025Our database
C3.ai Form 4 0001415889-25-015292: other linesThe form also lists 6 lines for exercise of a derivative security (3 in the table of shares, 3 in the table of derivative securities).Our database
C3.ai Form 4 0001415889-25-015292, line 1exercise of a derivative security (code M): 36,000 shares acquired on May 29, 2025 at $4.68 per share; held directly; 197,664 owned after the lineOur database
C3.ai Form 4 0001415889-25-015292, line 4exercise of a derivative security (code M): 3,955 shares acquired on Jun 2, 2025 at $4.68 per share; held directly; 165,619 owned after the lineOur database
C3.ai Form 4 0001415889-25-015292, derivative line 1derivative line, exercise of a derivative security (code M): 36,000 shares disposed on May 29, 2025 at $0 per share; held directly; 3,955 owned after the lineOur database
Footnote F1 of the Form 4 filed Jun 2, 2025 (it is attached to that document's line N1, N2, N3, N4, N5, N6, D1, D2, D3)September 29, 2024SEC EDGAR, Form 4 footnotes, filed Jun 2, 2025 ↗
C3.ai Form 4 0001415889-25-015292: filed onJun 2, 2025Our database

The record

Issuer: C3.ai (CIK 1577526, filed as C3.ai, Inc.)
Form: 4
Accession: 0001415889-25-015292
Filed: Jun 2, 2025
Period of report: May 29, 2025
Reporting owner: Richard C. Levin (CIK 1255200, filed as LEVIN RICHARD C)
Relationship: director
Rule 10b5-1 checkbox: Ticked
Line 1: M (exercise of a derivative security) · 36,000 Class A Common Stock at $4.68 · May 29, 2025 · acquired, directly · 197,664 held after · footnote F1
Line 2: S (sale) · 18,000 Class A Common Stock at $26.32 · May 29, 2025 · disposed, directly · 179,664 held after · footnote F1
Line 3: S (sale) · 18,000 Class A Common Stock at $30.02 · May 29, 2025 · disposed, directly · 161,664 held after · footnotes F1 and F2
Line 4: M (exercise of a derivative security) · 3,955 Class A Common Stock at $4.68 · Jun 2, 2025 · acquired, directly · 165,619 held after · footnote F1
Line 5: M (exercise of a derivative security) · 2,045 Class A Common Stock at $11.16 · Jun 2, 2025 · acquired, directly · 167,664 held after · footnote F1
Line 6: S (sale) · 6,000 Class A Common Stock at $26.31 · Jun 2, 2025 · disposed, directly · 161,664 held after · footnote F1
Derivative line 1: M (exercise of a derivative security) · 36,000 Stock Option (Right to Buy) at $0.00 · May 29, 2025 · disposed, directly · 3,955 held after · footnotes F1 and F3
Derivative line 2: M (exercise of a derivative security) · 3,955 Stock Option (Right to Buy) at $0.00 · Jun 2, 2025 · disposed, directly · 0 held after · footnotes F1 and F3
Derivative line 3: M (exercise of a derivative security) · 2,045 Stock Option (Right to Buy) at $0.00 · Jun 2, 2025 · disposed, directly · 98,789 held after · footnotes F1, F4 and F5
Footnote F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.
Footnote F2: Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3: Fully vested.
Footnote F4: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
Footnote F5: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.