C3.ai's Thomas Siebel sold 444,248 shares for $4.78 million on Sep 15 and Sep 16, 2026
Thomas Siebel, a director, an officer (CEO and Chairman of the Board) and an owner of more than 10% of the shares of C3.ai, sold 444,248 shares for $4.78 million on Sep 15 and Sep 16, 2026, at an average of $10.77 a share. A Form 4, the form an insider files when trading the company's shares, lists exercises of stock options on the same days for the same numbers of shares and states 722,362 shares held directly after the last sale line. A footnote says the transactions on the form were made under a previously established Rule 10b5-1 trading plan dated September 20, 2024. The Form 4 was filed Sep 17, 2026 and is on the SEC's EDGAR site.1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16,17
How each figure was checked
- C3.ai Form 4 0001577526-26-000130: ownerSIEBEL THOMAS M
- C3.ai Form 4 0001577526-26-000130: relationshipdirector, officer (CEO and Chairman of the Board) and owner of more than 10% of the shares
- C3.ai Form 4 0001577526-26-000130: shares444,248
- C3.ai Form 4 0001577526-26-000130: value$4.78 million
- C3.ai Form 4 0001577526-26-000130: first dateSep 15, 2026
- C3.ai Form 4 0001577526-26-000130: last dateSep 16, 2026
- C3.ai Form 4 0001577526-26-000130: average price$10.77
- C3.ai Form 4 0001577526-26-000130: sidesale
- C3.ai Form 4 0001577526-26-000130, line 1exercise of a derivative security (code M): 282,001 shares acquired on Sep 15, 2026 at $3.90 per share; held directly; 1,004,363 owned after the line
- C3.ai Form 4 0001577526-26-000130, line 2sale (code S): 282,001 shares disposed on Sep 15, 2026 at $10.90 per share; held directly; 722,362 owned after the line
- C3.ai Form 4 0001577526-26-000130, line 3exercise of a derivative security (code M): 162,247 shares acquired on Sep 16, 2026 at $3.90 per share; held directly; 884,609 owned after the line
- C3.ai Form 4 0001577526-26-000130, line 4sale (code S): 162,247 shares disposed on Sep 16, 2026 at $10.54 per share; held directly; 722,362 owned after the line
- C3.ai Form 4 0001577526-26-000130: shares afterafter the last sale line the form states 722362 shares of Class A Common Stock held directly
- C3.ai Form 4 0001577526-26-000130, derivative line 1: the shares owned after the line2,131,195 shares of Stock Option (Right to Buy) owned after this line, held directly
- C3.ai Form 4 0001577526-26-000130, derivative line 2: the shares owned after the line1,968,948 shares of Stock Option (Right to Buy) owned after this line, held directly
- Footnote F1 of the Form 4 filed Sep 17, 2026 (it is attached to that document's line N1, N2, N3, N4, D1, D2)September 20, 2024Footnotes of the Form 4 (SEC EDGAR) ↗
- C3.ai Form 4 0001577526-26-000130: filed onSep 17, 2026
Sign in to keep your place.
The record
- Issuer
- C3.ai (CIK 1577526, filed as C3.ai, Inc.)
- Form
- 4
- Accession
- 0001577526-26-000130
- Filed
- Sep 17, 2026
- Period of report
- Sep 15, 2026
- Reporting owner
- Thomas Siebel (CIK 1031530, filed as SIEBEL THOMAS M)
- Relationship
- director, officer (CEO and Chairman of the Board) and owner of more than 10% of the shares
- Rule 10b5-1 checkbox
- Ticked
- Line 1
- M (exercise of a derivative security) · 282,001 Class A Common Stock at $3.90 · Sep 15, 2026 · acquired, directly · 1,004,363 held after · footnote F1
- Line 2
- S (sale) · 282,001 Class A Common Stock at $10.90 · Sep 15, 2026 · disposed, directly · 722,362 held after · footnotes F1 and F2
- Line 3
- M (exercise of a derivative security) · 162,247 Class A Common Stock at $3.90 · Sep 16, 2026 · acquired, directly · 884,609 held after · footnote F1
- Line 4
- S (sale) · 162,247 Class A Common Stock at $10.54 · Sep 16, 2026 · disposed, directly · 722,362 held after · footnotes F1 and F3
- Derivative line 1
- M (exercise of a derivative security) · 282,001 Stock Option (Right to Buy) at $0.00 · Sep 15, 2026 · disposed, directly · 2,131,195 held after · footnotes F1 and F9
- Derivative line 2
- M (exercise of a derivative security) · 162,247 Stock Option (Right to Buy) at $0.00 · Sep 16, 2026 · disposed, directly · 1,968,948 held after · footnotes F1 and F9
- Footnote F1
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
- Footnote F2
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.76 to $11.04, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Footnote F3
- The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.68, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Footnote F4
- The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
- Footnote F5
- The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
- Footnote F6
- The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
- Footnote F7
- The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
- Footnote F8
- The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
- Footnote F9
- Fully vested.
Insider purchases and sales of C3.ai shares, 12 months
About C3.ai
C3.ai page →- Open roles
- No public hiring feed we can read
- Layoffs, 12 months
- No WARN notices in the US states we read
More on C3.ai
Get an alert when C3.ai has an insider trade reported to the SEC.
Follow C3.ai